AML policy.
Our anti-money-laundering and counter-terrorism-financing framework — set out in full so subscribers can read it before deciding.
Regulatory framework
Aurevia Tradex operates a comprehensive Anti-Money-Laundering and Counter-Terrorism-Financing (AML/CTF) programme aligned with Financial Action Task Force (FATF) Recommendations, the EU's Sixth Anti-Money Laundering Directive (6AMLD), and applicable local implementing legislation. A dedicated Money Laundering Reporting Officer (MLRO) oversees the programme and reports directly to the Board.
Customer due diligence (KYC)
All prospective subscribers undergo identity verification at the point of subscription. Verification requires a government-issued identity document, proof of residential address (no older than three months), and a source-of-funds declaration. Enhanced Due Diligence (EDD) applies for politically exposed persons (PEPs), subscribers in higher-risk jurisdictions, and subscriptions exceeding defined thresholds — and may include further documentary requests and senior approval.
Ongoing monitoring
Each account is monitored for suspicious patterns throughout the lifetime of the subscription. Transactions that exceed defined thresholds, that do not match the declared profile of the subscriber, or that show unusual patterns trigger automated alerts which are reviewed by our Compliance team. Suspicious Activity Reports (SARs) are filed with the relevant national Financial Intelligence Unit whenever the legal threshold is met, without notice to the subscriber.
Restricted jurisdictions
Aurevia Tradex does not accept subscribers from jurisdictions listed by the FATF as high-risk or non-cooperative, or from jurisdictions subject to comprehensive sanctions by the United Nations, the European Union, the United Kingdom or the United States. The current restricted-jurisdiction list is published in the platform during onboarding and updated as official designations change.
Reporting obligations
Where required by applicable legislation, we report transactions exceeding statutory thresholds and any suspicious activity to the relevant national authorities. Subscribers are not notified of such reports — to do so would constitute "tipping off", which is a criminal offence in most EU jurisdictions. Aurevia Tradex cooperates fully with law-enforcement requests made through proper legal channels.
Training and governance
All Aurevia Tradex personnel — including engineering, operations, coverage advisory and support — undergo mandatory AML/CTF training upon joining and at least annually thereafter. Our compliance framework is reviewed at least annually by an independent third party and approved by the Board. The MLRO has direct, unfiltered escalation authority to the Board on any matter relating to financial crime risk.
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